Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Stephen Buffington is a financial professional with extensive experience in the financial services industry. Michael has held positions at prominent firms such as Houlihan Lokey Capital, Inc., 7M Securities, LLC, BB&T Securities, LLC, and Scott & Stringfellow, LLC. Michael is licensed to conduct business in North Carolina and South Carolina. Michael holds the Series 63, Series 7, Series 79TO, Series 86, Series 87, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/08/2024 - Present
Houlihan Lokey Capital, Inc. (Charlotte NC)
NC
11/13/2023 - 01/03/2024
7M SECURITIES, LLC (CHARLOTTE NC)
VA
01/02/2013 - 08/18/2015
BB&T SECURITIES, LLC (RICHMOND VA)
VA
11/23/2010 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
BC
Issued 12/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/06/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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