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Michael Stephan Slabic

Northwestern Mutual Investment Services, LLC

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About Michael Stephan Slabic

Michael Stephan Slabic is a financial advisor who has been in the industry since July 16, 1997. Michael is currently registered with Northwestern Mutual Investment Services, LLC and has been with this firm since July 17, 1997. Michael has a wide range of experience in the financial services industry, having previously worked for Robert W. Baird & Co. Incorporated. Michael is licensed to sell securities in 26 states and holds Series 6, 7, 63, and 66 licenses, as well as the SIE exam. Michael has a strong track record of providing clients with personalized financial advice and investment strategies.

Firm Information

Michael Slabic is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Slabic’s Registration & Firm History

TX

07/17/1997 - Present

Northwestern Mutual Investment Services, LLC (HOUSTON TX)

WI

09/22/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 02/27/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/14/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2004

Series 7 - General Securities Representative Examination

BC

Issued 07/16/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Stephan Slabic. Review regulatory record here.
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