linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Stavola

Barclays Capital Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Stavola

Michael Stavola is a financial advisor at Barclays Capital Inc. based in New York, NY. Michael's career in the financial industry spans over 25 years. Prior to joining Barclays Capital Inc., Michael worked at Citigroup Global Markets Inc., Wells Fargo Clearing Services, LLC, PNC Investments, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is licensed to sell securities in New York.

Firm Information

Michael Stavola is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Stavola’s Registration & Firm History

NY

10/02/2019 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

08/09/2017 - 10/22/2019

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

05/24/2017 - 06/23/2017

WELLS FARGO CLEARING SERVICES, LLC (SCOTCH PLAINS NJ)

NJ

06/10/2016 - 05/05/2017

PNC INVESTMENTS (FREEHOLD NJ)

NJ

06/14/2012 - 05/24/2016

WELLS FARGO ADVISORS, LLC (SPOTSWOOD NJ)

NJ

09/17/2009 - 01/25/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRIDGEWATER NJ)

NY

09/18/2006 - 09/21/2009

DME SECURITIES, LLC (NEW YORK NY)

NY

08/15/2005 - 09/19/2006

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

12/13/2002 - 09/19/2006

BEAR, STEARNS SECURITIES CORP. (NEW YORK NY)

NY

08/29/1994 - 12/20/2002

BEAR, STEARNS & CO. INC. (NEW YORK NY)

Not sure if Michael Stavola is right for you?

Licenses & Designations

BOTH

Issued 10/01/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2005

Series 7 - General Securities Representative Examination

BC

Issued 05/20/1999

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Stavola.
Not sure if Michael Stavola is right for you?