Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Starr Caputo is a financial advisor with USA Financial Securities LLC, a firm with over 260 clients. Michael has over 20 years of experience in the industry. Michael is registered to provide investment advice in Alabama, Florida, Georgia, North Carolina, and Texas. Michael provides financial planning and portfolio management services to individuals and businesses. Michael's previous experience includes work with Stoney Securities Inc., Colonial Brokerage, Inc., Bancorpsouth Investment Services, Inc., and Salomon Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
08/01/2024 - Present
USA Financial Securities LLC (ADA MI)
AL
10/26/2009 - 07/23/2024
STONEX SECURITIES INC. (BIRMINGHAM AL)
AL
05/20/2008 - 10/28/2009
COLONIAL BROKERAGE, INC. (BIRMINGHAM AL)
AL
01/12/2004 - 05/21/2008
BANCORPSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
NY
05/30/2000 - 03/15/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 06/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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