Unclaimed
Michael Stanley Paikos is a financial advisor registered with LPL Financial LLC in RAPID CITY, SD. Michael has been in the industry since 2001. Prior to joining LPL Financial LLC, Michael worked at INVEST FINANCIAL CORPORATION and FINANCIAL NETWORK INVESTMENT CORPORATION. Michael is also registered with the state of South Dakota. Michael provides a variety of advisory services, including portfolio management for individuals and businesses, financial planning, and selection of other advisors. Michael is a licensed agent and investment advisor representative with over 20 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SD
12/03/2018 - Present
LPL Financial LLC (RAPID CITY SD)
SD
11/13/2009 - 02/14/2018
INVEST FINANCIAL CORPORATION (RAPID CITY SD)
SD
05/01/2002 - 11/17/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (RAPID CITY SD)
TX
11/07/2000 - 01/30/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 08/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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