Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sotirhos is a financial advisor with over 20 years of experience in the financial industry. Michael is a registered representative with Westcap Markets, LLC. Michael's expertise includes investment banking, general securities, and securities industry essentials. Michael is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
05/29/2024 - Present
Westcap Markets, LLC (RYE BEACH NH)
NY
03/05/2010 - 08/07/2023
BLACKSTONE SECURITIES PARTNERS L.P. (NEW YORK NY)
CT
05/06/2003 - 02/05/2010
ATLANTIC - PACIFIC CAPITAL, INC. (GREENWICH CT)
NY
05/29/1998 - 05/18/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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