Unclaimed
Michael Spiro Gagerges is a Registered Representative and Investment Advisor Representative with Empower Advisory Group, LLC. Michael has over 12 years of experience in the financial services industry and is registered with the Financial Industry Regulatory Authority (FINRA). Michael holds the Series 7, 9, 10, 63 and 66 securities licenses, as well as the SIE. Michael is also licensed to provide investment advisory services in Massachusetts and New Hampshire. Prior to joining Empower Advisory Group, LLC, Michael was a Registered Representative with Fidelity Brokerage Services LLC. Michael provides financial planning and portfolio management services to individuals, high-net-worth individuals, and charitable organizations. Michael is committed to providing his clients with personalized financial advice and guidance. He believes in building long-term relationships with his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
01/09/2019 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NH
07/23/2007 - 10/07/2014
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 04/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/09/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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