Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Montoya is a financial professional licensed to provide securities and advisory services in North Carolina. Michael holds the Series 6, 79, 99, and 63 licenses as well as the SIE exam. Michael is currently employed by Wells Fargo Securities, LLC. Michael has over 2 years of experience in the financial services industry. Michael was previously employed by J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/09/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
CA
02/04/2019 - 05/04/2021
J.P. MORGAN SECURITIES LLC (TORRANCE CA)
BC
Issued 02/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/17/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/04/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/19/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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