Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Spencer Messinger is a financial professional with over 30 years of experience in the industry. Michael is currently registered with Maxim Group LLC as a broker and investment advisor representative. Michael has previously held positions with several other firms including Canaccord Genuity Inc., Canaccord Genuity Securities LLC, H.C. Wainwright & Co., Inc., Investec Ernst & Company, Wall Street Access, M. H. Meyerson & Co., Inc., Stuart, Coleman & Co., Inc., Commonwealth Associates, Rickel & Associates, Inc. Michael holds several licenses including Series 7, 24, 52, 53, 55, 57, 63, and 65. Michael is registered in the states of Florida, Nevada, New Jersey, New York, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/11/2013 - Present
Maxim Group LLC (Ft Lauderdale FL)
NY
06/19/2012 - 12/13/2013
CANACCORD GENUITY INC. (NEW YORK NY)
NY
09/09/2010 - 09/27/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
03/26/2012 - 03/29/2012
CANACCORD GENUITY INC. (NEW YORK NY)
NY
03/31/2006 - 09/20/2010
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NY
10/23/2002 - 03/23/2006
MAXIM GROUP LLC (NEW YORK NY)
NY
08/06/2002 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
03/07/2002 - 08/02/2002
WALL STREET ACCESS (NEW YORK NY)
NJ
10/29/1996 - 03/25/2002
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
NY
10/24/1995 - 01/16/1997
STUART, COLEMAN & CO., INC. (NEW YORK NY)
NY
02/02/1995 - 10/27/1995
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
04/11/1991 - 02/09/1995
STUART, COLEMAN & CO., INC. (NEW YORK NY)
NY
01/04/1989 - 04/12/1991
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
IA
Issued 12/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 05/12/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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