Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dunn is a financial advisor with over 11 years of experience in the financial services industry. Michael holds a Series 66 license, Series 63 license, and is registered in 52 states, including Colorado, Washington, and Nebraska. Michael works for Charles Schwab & Co., Inc., providing financial advice to clients in Seattle, WA. Prior to joining Charles Schwab, Michael was employed at Interactive Brokers LLC in Greenwich, CT from 2011 to 2015. Michael also has experience working with Kaplan, Inc, and Underdog Sports. In addition to his Series 66 and Series 63 licenses, Michael also holds Series 4, Series 10, Series 9, Series 24, Series 57, Series 3, and Series 7 licenses. Michael is committed to providing clients with the highest level of service and expertise.
Seattle, WA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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WA
11/27/2023 - Present
Charles Schwab & CO., Inc. (Seattle WA)
CT
05/18/2011 - 09/30/2015
INTERACTIVE BROKERS LLC (GREENWICH CT)
BOTH
Issued 12/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/11/2017
Series 4 - Registered Options Principal Examination
BC
Issued 11/3/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/28/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/5/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/13/2018
Series 57 - Securities Trader Exam
BC
Issued 6/7/2017
Series 3 - National Commodity Futures Examination
BC
Issued 5/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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