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Michael Spencer Butz

Northwestern Mutual Investment Services, LLC

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About Michael Spencer Butz

Michael Spencer Butz is a financial advisor with Northwestern Mutual Investment Services, LLC and has been in the industry since September 13, 2001. Michael Butz is registered to provide investment advice in 25 states and has earned the Series 6, Series 63, and Series 65 licenses. Michael Butz is currently registered in Illinois and has been with the firm since January 2013. In addition to the services offered through Northwestern Mutual Investment Services, LLC, Michael Butz may also earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Michael Butz is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Butz’s Registration & Firm History

IL

01/09/2013 - Present

Northwestern Mutual Investment Services, LLC (VERNON HILLS IL)

WI

09/25/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 01/08/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/30/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Spencer Butz.
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