Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Spear is a financial advisor with over 18 years of experience in the industry. Michael is registered with Charles Schwab & Co., Inc. and holds Series 7, 9, 10, 63, and 65 licenses. Michael's professional experience includes previous roles at UBS Financial Services Inc., InterSecurities, Inc., Equity Services, Inc. and Edward Jones. Michael specializes in portfolio management for individuals and provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
05/05/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NJ
06/19/2017 - 03/25/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IN
09/29/2006 - 05/31/2016
CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)
FL
01/29/2004 - 11/19/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
VT
01/15/2003 - 11/05/2003
EQUITY SERVICES, INC. (MONTPELIER VT)
MO
08/20/2002 - 01/03/2003
EDWARD JONES (ST. LOUIS MO)
NY
03/11/2002 - 07/08/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 08/02/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/29/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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