Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Soto is an investment advisor representative with Cetera Investment Advisers LLC. Michael has been in the financial services industry for over 5 years. Michael holds Series 6, 7, 63, and 66 securities licenses and has experience working with individuals, corporations, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Michael is also a licensed insurance agent. Michael’s specializations include retirement planning, estate planning, college savings, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
07/25/2023 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
CO
04/04/2022 - 07/16/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
NJ
08/17/2021 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CA
06/09/2021 - 08/10/2021
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CT
11/19/2018 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
04/19/2018 - 11/15/2018
NYLIFE SECURITIES LLC (WINDSOR CT)
BOTH
Issued 12/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/25/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 4/8/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/19/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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