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Michael Son Ngo

Capital Client Group, Inc.

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About Michael Son Ngo

Michael Ngo is a financial advisor in CARMEL, Indiana. Michael is registered with Capital Client Group, Inc. and has been in the industry since 2019. Michael also has experience with LPL FINANCIAL LLC.

Firm Information

Michael Ngo is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Michael Ngo’s Registration & Firm History

IN

05/23/2019 - Present

Capital Client Group, Inc. (CARMEL IN)

CA

01/28/2019 - 05/10/2019

LPL FINANCIAL LLC (MANHATTAN BEACH CA)

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Licenses & Designations

BOTH

Issued 12/27/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/28/2019

Series 7TO - General Securities Representative Examination

BC

Issued 11/14/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Son Ngo.
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