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Michael Smith

Robinhood Securities, LLC

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About Michael Smith

Michael Smith is a registered representative with Robinhood Securities, LLC. Michael is licensed in Florida. Michael joined Robinhood Securities, LLC on December 4, 2018, and was previously affiliated with ROBINHOOD FINANCIAL, LLC. Michael has passed the Series 63, Series 24, Series 99TO, SIE, and Series 7TO exams.

Firm Information

Michael Smith is currently registered with Robinhood Securities, LLC. Robinhood Securities, LLC is a Limited Liability Company formed in 2016 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Smith’s Registration & Firm History

FL

12/04/2018 - Present

Robinhood Securities, LLC (LAKE MARY FL)

FL

12/04/2018 - 01/27/2022

ROBINHOOD FINANCIAL, LLC (Lake Mary FL)

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Licenses & Designations

BC

Issued 03/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 12/04/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2018

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Smith.
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