Unclaimed
Michael Smith is a registered representative with Robinhood Securities, LLC. Michael is licensed in Florida. Michael joined Robinhood Securities, LLC on December 4, 2018, and was previously affiliated with ROBINHOOD FINANCIAL, LLC. Michael has passed the Series 63, Series 24, Series 99TO, SIE, and Series 7TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/04/2018 - Present
Robinhood Securities, LLC (LAKE MARY FL)
FL
12/04/2018 - 01/27/2022
ROBINHOOD FINANCIAL, LLC (Lake Mary FL)
BC
Issued 03/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2018
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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