Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Simon is a financial professional with over 7 years of experience in the financial services industry. Michael is registered with Fidelity Personal and Workplace Advisors and holds licenses in Rhode Island and Texas. Michael is also a Registered Investment Advisor in Rhode Island and Texas. Michael has experience in a variety of areas including portfolio management, financial planning, and investment advisory services. Michael has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
04/13/2022 - Present
Fidelity Personal AND Workplace Advisors (SMITHFIELD RI)
MA
12/03/2018 - 11/12/2020
MML INVESTORS SERVICES, LLC (BOSTON MA)
RI
10/27/2017 - 12/12/2017
PRUCO SECURITIES, LLC. (WARWICK RI)
RI
09/25/2015 - 09/30/2016
MSI FINANCIAL SERVICES, INC. (WARWICK RI)
IA
Issued 03/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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