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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Simon is an investment advisor representative with Cetera Investment Advisers LLC. Michael has been in the financial services industry since 1996. Michael holds a Series 66, Series 63, Series 24, Series 31, Series 7, and SIE licenses. Michael has experience in various financial services companies, including CUNA Brokerage Services, Inc., HSBC Securities (USA) Inc., AXA Advisors, LLC, LPL Financial LLC, IFMG Securities, Inc., and Dean Witter Reynolds Inc. Michael is registered with the state of Florida, Georgia, and other states. Michael is active in the financial services industry and provides investment advice to individuals, corporations, and charitable organizations. Michael is a member of the Cetera Investment Advisers LLC team.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/19/2021 - Present
Cetera Investment Advisers LLC (TAMPA FL)
FL
06/12/2020 - 04/08/2021
CUNA BROKERAGE SERVICES, INC. (BRANDON FL)
FL
03/14/2019 - 06/05/2020
HSBC SECURITIES (USA) INC. (WELLINGTON FL)
FL
09/18/2017 - 02/04/2019
AXA ADVISORS, LLC (FT. LAUDERDALE FL)
FL
03/04/2008 - 12/08/2016
LPL FINANCIAL LLC (CORAL SPRINGS FL)
FL
02/23/2007 - 03/04/2008
IFMG SECURITIES, INC. (DAVIE FL)
FL
08/29/2006 - 02/26/2007
CUNA BROKERAGE SERVICES, INC. (MIAMI SPRINGS FL)
NY
05/14/2004 - 01/13/2006
IFMG SECURITIES, INC. (PURCHASE NY)
CA
08/08/2003 - 04/30/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
OH
01/03/2003 - 07/07/2003
OHIO SAVINGS SECURITIES, INC. (CLEVELAND OH)
CA
03/27/2000 - 01/13/2003
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
05/01/1998 - 08/21/1998
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
10/12/1994 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
07/20/1993 - 08/19/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 12/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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