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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sheridan York is a Registered Representative with Independent Advisor Alliance, LLC. Michael Sheridan York is also a Registered Investment Advisor and has been in the industry since 2001. Michael Sheridan York has offices in Raleigh, NC. Michael Sheridan York has passed Series 66, Series 31, Series 7, and SIE exams. Michael Sheridan York has experience with various investment firms, including LPL FINANCIAL LLC, CAPITAL INVESTMENT GROUP, INC., WELLS FARGO ADVISORS, LLC, MORGAN STANLEY DW INC., WACHOVIA SECURITIES FINANCIAL NETWORK, INC., CAPTRUST FINANCIAL ADVISORS, LLC, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/06/2015 - Present
Independent Advisor Alliance, LLC (RALEIGH NC)
NC
04/05/2012 - 05/10/2012
LPL FINANCIAL LLC (RALEIGH NC)
NC
01/18/2011 - 03/15/2012
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
NC
09/06/2006 - 01/19/2011
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
NC
02/25/2004 - 04/26/2006
MORGAN STANLEY DW INC. (RALEIGH NC)
MO
06/15/2002 - 09/10/2002
WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
NC
12/08/1999 - 06/15/2002
CAPTRUST FINANCIAL ADVISORS, LLC (CHARLOTTE NC)
MN
06/01/1999 - 10/29/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/01/1999 - 10/29/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/11/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/31/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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