Unclaimed
Michael Shen is a securities professional with over 11 years of experience in the industry. He has held a Series 56 license since September 2011, demonstrating expertise in proprietary trading. Michael has also passed the Securities Industry Essentials Examination and the Securities Trader Exam, highlighting a commitment to staying current with industry standards. Currently, Michael is registered with FINRA and is associated with Chimera Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/14/2011 - Present
Chimera Securities, LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
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