Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gandy is a financial advisor with over 20 years of experience in the industry. Michael is currently registered as an Investment Advisor Representative with Mercer Global Advisors Inc. Prior to joining Mercer, Michael was with LPL FINANCIAL LLC and Wintrust Investments LLC. Michael holds the Series 3, 7, 63, 65 and 66 licenses and is also a CERTIFIED FINANCIAL PLANNER™ and a CHARTERED FINANCIAL ANALYST®. Michael has a strong track record of providing personalized financial advice to individuals, families and businesses. Michael is committed to helping clients achieve their financial goals through a variety of services, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/04/2024 - Present
Mercer Global Advisors Inc. (Walnut Creek CA)
CA
03/29/2023 - 03/06/2024
LPL FINANCIAL LLC (DANVILLE CA)
IL
02/24/2022 - 03/24/2023
WINTRUST INVESTMENTS LLC (CHICAGO IL)
NY
11/29/2017 - 11/29/2021
VAN ECK SECURITIES CORPORATION (NEW YORK NY)
NY
05/26/2000 - 08/16/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 05/15/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/11/2013
Series 3 - National Commodity Futures Examination
Active
Inactive
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