Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Shaughnessy is a financial advisor who is currently registered with RBC Capital Markets, LLC. Michael has been active in the financial industry since December 31, 2010. Michael has a wide range of experience, having previously worked at Cantor Fitzgerald & Co., First Southwest Company, LLC, and Prager & Co., LLC. Michael holds a Series 7, Series 52, Series 53, Series 63 and SIE licenses. Michael is registered in 50 states and the District of Columbia. Michael specializes in working with insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and pooled investment vehicles. Michael is a dedicated professional with a proven track record of success in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/05/2017 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
03/14/2016 - 05/09/2017
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/05/2012 - 12/03/2015
FIRST SOUTHWEST COMPANY, LLC (NEW YORK NY)
NY
08/06/2010 - 08/14/2012
PRAGER & CO., LLC (NEW YORK NY)
BC
Issued 08/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Shaughnessy is the right advisor for you? Invested Better is here to help.
