Unclaimed
Michael Shapiro is a financial professional with over 10 years of experience in the industry. Michael is currently registered with Apollo Global Securities, LLC and holds Series 7TO, SIE and Series 79 licenses. Michael has previously worked for KKR Capital Markets LLC and Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/19/2021 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
08/06/2018 - 01/02/2021
KKR CAPITAL MARKETS LLC (NEW YORK NY)
NY
09/16/2010 - 06/27/2018
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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