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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Shapiro is an investment advisor representative with Cetera Investment Advisers LLC. Michael has been working in the financial industry for over 23 years and holds licenses in various states. Michael has worked with a number of different firms during his career including Morgan Stanley DW Inc. and American Express Financial Advisors Inc. Michael's firm, Cetera Investment Advisers LLC, manages a significant amount of assets across various client types, including individuals, corporations, pension plans, and charitable organizations. They offer a variety of advisory services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
06/29/2023 - Present
Cetera Investment Advisers LLC (WESTLAKE OH)
NY
06/07/2001 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
04/04/2001 - 05/14/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/04/2001 - 05/14/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
GA
08/02/2000 - 03/23/2001
WMA SECURITIES, INC. (DULUTH GA)
NJ
07/31/1998 - 08/06/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 8/6/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/1/2001
Series 7 - General Securities Representative Examination
BC
Issued 7/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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