Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Shapiro is a financial advisor with Cetera Investment Advisers LLC, based in Westlake, Ohio. Michael is a registered Investment Advisor Representative. Michael has been a financial advisor since 2000. Michael has a wide range of experience in the financial services industry, having worked with firms such as Morgan Stanley DW Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, WMA Securities, Inc., and Pruco Securities Corporation. Michael holds Series 6, 7, 63, and 65 licenses. In addition, Michael is also a registered Investment Advisor Representative in the state of Ohio. Michael has worked at Cetera Investment Advisers LLC since 2023. Michael is committed to providing clients with personalized financial advice and guidance. Michael is also involved in the community, serving as secretary of the finance action team at the Lititz Church of the Brethren.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
06/29/2023 - Present
Cetera Investment Advisers LLC (WESTLAKE OH)
NY
06/07/2001 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
04/04/2001 - 05/14/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/04/2001 - 05/14/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
GA
08/02/2000 - 03/23/2001
WMA SECURITIES, INC. (DULUTH GA)
NJ
07/31/1998 - 08/06/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 08/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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