Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Shannon Cotter is a financial advisor who has been in the industry since 1998. Michael is currently registered with Schwab Wealth Advisory, Inc. and has been with the firm since April 2015. Michael holds a Series 6, 7, 63 and 65 licenses. Michael also has experience with Lincoln Financial Advisors Corporation, Cigna Financial Advisors, Inc., Prudential Securities Incorporated, Multi-Financial Securities Corporation, and NFP Securities, Inc. Michael specializes in portfolio management for individuals and businesses, as well as financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
CO
01/02/2020 - Present
Schwab Wealth Advisory, Inc. (Lone Tree CO)
CO
01/08/2003 - 10/14/2014
NFP SECURITIES, INC. (LOUISVILLE CO)
CO
06/14/2001 - 01/21/2003
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NY
10/21/1998 - 06/19/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IN
06/01/1998 - 11/01/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
10/30/1996 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 04/04/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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