Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Shane Wagner is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Osaic Wealth, Inc. and is licensed to provide financial advice in 16 states including District of Columbia, Florida, Indiana, Maryland, Massachusetts, Mississippi, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee and Virginia. Michael has worked for several other firms including WELLS FARGO CLEARING SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO., INCORPORATED and MORGAN STANLEY DW INC. Michael is a Series 7, Series 31 and Series 66 licensed professional. Michael has a wide range of experience and expertise, and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
08/15/2024 - Present
Osaic Wealth, Inc. (CHARLOTTE NC)
NC
12/05/2019 - 08/22/2024
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
10/19/2007 - 12/06/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
04/02/2007 - 10/22/2007
MORGAN STANLEY & CO., INCORPORATED (CHARLOTTE NC)
NC
08/10/2004 - 04/02/2007
MORGAN STANLEY DW INC. (CHARLOTTE NC)
MD
01/28/2003 - 08/13/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 02/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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