Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Shane Sullivan is a financial advisor with over 25 years of experience in the financial services industry. Michael has held registrations with several firms, including Wells Fargo Advisors, LLC, A.G. Edwards & Sons, Inc., VSR Financial Services, Inc., Girard Securities, Inc., and Cetera Advisor Networks LLC. Michael is currently registered with THE Ayco Company, LP as a Registered Representative. Michael has a wide range of experience in providing financial advice, including financial planning, portfolio management, and educational seminars. Michael also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/02/2023 - Present
THE Ayco Company, LP (Austin TX)
TX
11/01/2017 - 06/30/2020
CETERA ADVISOR NETWORKS LLC (AUSTIN TX)
TX
04/10/2015 - 11/01/2017
GIRARD SECURITIES, INC. (AUSTIN TX)
TX
03/18/2010 - 04/13/2015
VSR FINANCIAL SERVICES, INC. (HARLINGEN TX)
TX
01/01/2008 - 03/16/2010
WELLS FARGO ADVISORS, LLC (AUSTIN TX)
TX
11/11/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (AUSTIN TX)
BC
Issued 11/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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