Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Shane Cook is a registered investment advisor representative with UBS Financial Services Inc. Michael has been in the industry since June 10, 2001, and is licensed in 28 states. Michael has worked at UBS Financial Services Inc. since November 2013, but has previous experience at Morgan Stanley & Co., Incorporated and Morgan Stanley DW Inc. Michael has passed the Series 66, Series 7 and Series 31 exams. Michael provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
04/07/2015 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
04/02/2007 - 02/25/2008
MORGAN STANLEY & CO., INCORPORATED (BOSTON MA)
MA
06/11/2001 - 04/02/2007
MORGAN STANLEY DW INC. (BOSTON MA)
BOTH
Issued 6/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/20/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 6/8/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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