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Michael Shane Clotiaux is an investment advisor representative registered with Ameriprise Financial Services, LLC. Michael has been in the industry since September 12, 2001. Michael is licensed in Texas, Florida, Indiana, Iowa, Louisiana, Mississippi, Missouri, Nebraska, North Carolina, Ohio, and California. Ameriprise Financial Services, LLC is a registered investment advisor with over 140,000 clients and over $479 billion in assets under management. The firm offers a variety of financial planning services, including asset allocation, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
03/24/2023 - Present
Ameriprise Financial Services, LLC (THE WOODLANDS TX)
TX
10/15/2004 - 04/05/2023
EQUITABLE ADVISORS, LLC (HOUSTON TX)
GA
04/12/2002 - 06/05/2003
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
05/04/2000 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 07/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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