Unclaimed
Michael Settle is a financial professional with over nine years of experience in the industry. Michael is currently registered with Guggenheim Securities, LLC in Illinois. Michael has held previous roles with William Blair and KeyBanc Capital Markets Inc. Michael has passed the Series 63, SIE, and Series 79 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/09/2023 - Present
Guggenheim Securities, LLC (CHICAGO IL)
IL
07/03/2018 - 04/12/2023
WILLIAM BLAIR (CHICAGO IL)
IL
03/14/2014 - 06/15/2018
KEYBANC CAPITAL MARKETS INC. (CHICAGO IL)
BC
Issued 04/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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