Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Settle

Guggenheim Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Settle

Michael Settle is a financial professional with over nine years of experience in the industry. Michael is currently registered with Guggenheim Securities, LLC in Illinois. Michael has held previous roles with William Blair and KeyBanc Capital Markets Inc. Michael has passed the Series 63, SIE, and Series 79 exams.

Firm Information

Michael Settle is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Settle’s Registration & Firm History

IL

06/09/2023 - Present

Guggenheim Securities, LLC (CHICAGO IL)

IL

07/03/2018 - 04/12/2023

WILLIAM BLAIR (CHICAGO IL)

IL

03/14/2014 - 06/15/2018

KEYBANC CAPITAL MARKETS INC. (CHICAGO IL)

Not sure if Michael Settle is right for you?

Licenses & Designations

BC

Issued 04/11/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Settle.
Not sure if Michael Settle is right for you?