Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Seth Rothman is a financial professional with over 20 years of experience in the securities industry. Michael has a strong background in trading and has held various roles at firms such as Chimera Securities, LLC, Schonfeld Securities, LLC and IronHorse Securities Inc. Michael is currently registered with Hold Brothers Capital LLC, and is a Series 7, 55, 56, 57TO and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/08/2019 - Present
Hold Brothers Capital LLC (NEW YORK NY)
NY
11/25/2015 - 07/18/2016
CHIMERA SECURITIES, LLC (NEW YORK NY)
NY
10/12/2000 - 03/22/2004
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
08/23/2000 - 10/06/2000
IRONHORSE SECURITIES INC. (NEW YORK NY)
NY
01/11/2000 - 08/10/2000
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
05/22/1997 - 07/13/1999
TRIMARK SECURITIES, L.P. (PURCHASE NY)
BC
Issued 01/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2019
Series 57TO - Securities Trader Exam
BC
Issued 07/18/2016
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2015
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 02/09/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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