Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sean Primo is an investment advisor representative who has been in the industry since 2007. Michael currently works at Dempsey Lord Smith, LLC. He is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Michael has earned the Series 6, Series 7, SIE, Series 63, and Series 65 licenses. His primary focus is on providing financial planning and portfolio management services to individuals and businesses. In addition to his current role, Michael also has experience with PEAK Brokerage Services, LLC and GWN Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
08/26/2024 - Present
Dempsey Lord Smith, LLC (ROME GA)
FL
08/01/2019 - 08/23/2024
PEAK BROKERAGE SERVICES, LLC (Weston FL)
FL
01/02/2008 - 08/02/2019
GWN SECURITIES INC. (WESTON FL)
FL
09/18/2007 - 01/03/2008
MERRIMAC CORPORATE SECURITIES, INC. (ALTAMONTE SPRINGS FL)
BC
Issued 06/12/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/26/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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