Unclaimed
Michael Sean Monroe is a financial advisor with Fidelity Brokerage Services LLC. Michael has been in the financial services industry since 2020. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO, SIE and Series 63 licenses. Michael is registered to sell securities in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/24/2020 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 07/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Michael Monroe is the right advisor for you? Invested Better is here to help.