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Michael Sean Monroe

Fidelity Brokerage Services LLC

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About Michael Sean Monroe

Michael Sean Monroe is a financial advisor with Fidelity Brokerage Services LLC. Michael has been in the financial services industry since 2020. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO, SIE and Series 63 licenses. Michael is registered to sell securities in 53 states and territories.

Firm Information

Michael Monroe is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Monroe’s Registration & Firm History

CO

07/24/2020 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 07/31/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/23/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/17/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Sean Monroe.
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