Unclaimed
Michael Sean Day is a financial professional with over 20 years of experience in the industry. Michael is currently registered with MML Investors Services, LLC. Michael has experience with a wide range of clients, including individuals, corporations, and pension plans. Michael has a deep understanding of the financial markets and a commitment to helping clients achieve their financial goals. Prior to joining MML Investors Services, LLC, Michael worked at a number of other financial firms, including AIG Capital Services, INC., MML STRATEGIC DISTRIBUTORS, LLC, and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
05/15/2020 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
TX
09/04/2015 - 06/25/2018
AIG CAPITAL SERVICES, INC. (HOUSTON TX)
AZ
06/05/2015 - 08/11/2015
MML STRATEGIC DISTRIBUTORS, LLC (Phoenix AZ)
AZ
03/17/2014 - 08/11/2015
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
AZ
03/17/2014 - 06/05/2015
MML DISTRIBUTORS, LLC (PHOENIX AZ)
NC
01/05/2011 - 01/08/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
PA
03/16/2007 - 06/11/2010
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
PA
08/19/2003 - 05/10/2006
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
MO
05/16/2003 - 09/08/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NY
05/02/2002 - 05/22/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
PA
05/23/2001 - 04/22/2002
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
PA
12/04/1998 - 11/30/2000
VANGUARD MARKETING CORPORATION (MALVERN PA)
NY
08/07/1997 - 12/15/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 06/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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