Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sean Brennan is a financial professional with over 27 years of experience in the industry. Michael is currently registered with Oppenheimer & Co. Inc. in New York, NY. Prior to this, Michael worked at Truist Securities, Inc., UBS Securities LLC, Citigroup Global Markets Inc., Cantor Fitzgerald & Co. and Credit Suisse First Boston Corporation. Michael holds Series 3, 7 and 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
03/13/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/17/2021 - 10/24/2022
TRUIST SECURITIES, INC. (NEW YORK NY)
NY
06/14/2018 - 07/01/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
10/31/2011 - 07/03/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/02/2009 - 10/26/2011
CANTOR FITZGERALD & CO. (NEW YORK NY)
CT
04/04/2000 - 02/11/2009
UBS SECURITIES LLC (STAMFORD CT)
NY
11/12/1994 - 04/13/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 10/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1994
Series 3 - National Commodity Futures Examination
BC
Issued 10/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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