Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scroggins is an Investment Advisor Representative with Wealth Enhancement Advisory Services, LLC, where Michael has been registered since October of 2022. Michael also has a previous registration with Raymond James Financial Services, Inc. dating back to April of 2003. Michael has been active in the financial industry since October of 1998. Michael offers financial planning services and portfolio management for individuals and businesses. Michael has a Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
IL
10/03/2022 - Present
Wealth Enhancement Advisory Services, LLC (NEW LENOX IL)
FL
04/17/2003 - 10/10/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (FORT MYERS FL)
KS
10/15/1998 - 04/23/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 10/12/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/18/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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