Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Yoder is a financial advisor with Wells Fargo Clearing Services, LLC. Michael has been in the financial industry since 1996. Michael is registered in Pennsylvania and holds a Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, Series 27, Series 31 and Series 99TO. Michael also has experience with UBS Financial Services Inc., Legg Mason Investor Services, LLC, Ferris, Baker Watts Incorporated, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, First Tryon Securities, LLC and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/12/2021 - Present
Wells Fargo Clearing Services, LLC (SEWICKLEY PA)
MD
09/16/2011 - 04/15/2014
UBS FINANCIAL SERVICES INC. (BALTIMORE MD)
MD
04/08/2008 - 09/22/2011
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
MD
07/03/2006 - 04/07/2008
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
NY
02/21/2006 - 07/18/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
09/20/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NC
07/31/2000 - 09/18/2000
FIRST TRYON SECURITIES, LLC (CHARLOTTE NC)
NJ
08/10/1995 - 11/03/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 02/05/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/08/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/07/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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