Unclaimed
Michael Scott Yawn is a financial advisor with Waterloo Capital based in Austin, Texas. He is registered as an Investment Advisor Representative in Arkansas. Michael has been working in the financial services industry since 2017, and has a broad range of experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/01/2025 - Present
Waterloo Capital (AUSTIN TX)
AR
06/27/2023 - 11/22/2023
EQUITABLE ADVISORS, LLC (ROGERS AR)
AR
09/21/2017 - 06/20/2023
ARVEST WEALTH MANAGEMENT (Rogers AR)
BOTH
Issued 11/07/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
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