Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Willis is a financial advisor who is currently registered with National Financial Services LLC, with a branch office located in Westlake, TX. Michael has been in the financial services industry since 2018. Michael has passed the Series 7, Series 99TO and the SIE exams. Michael was previously registered with Hilltop Securities Inc. in Dallas, TX. Michael's previous registration with National Financial Services LLC was in Westlake, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/07/2021 - Present
National Financial Services LLC (WESTLAKE TX)
TX
12/03/2018 - 08/26/2021
HILLTOP SECURITIES INC. (DALLAS TX)
TX
06/22/2018 - 11/27/2018
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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