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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Underwood is a financial advisor with over 30 years of experience in the industry. Michael is currently registered with Morgan Stanley in Leawood, KS. Michael has previously been registered with UBS Financial Services Inc., FBD Investment Services, Inc. and Prudential Securities Incorporated. Michael has held licenses in 28 states. Michael has passed the Series 63, Series 66, Series 7, Series 31 and the SIE exams. Michael specializes in asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
KS
05/05/2014 - Present
Morgan Stanley (Leawood KS)
KS
05/19/2000 - 04/21/2014
UBS FINANCIAL SERVICES INC. (LEAWOOD KS)
KS
10/14/1994 - 05/19/2000
FBD INVESTMENT SERVICES, INC. (LEAWOOD KS)
NY
03/17/1993 - 10/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/25/1991 - 04/07/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BOTH
Issued 06/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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