Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Tumolo is a financial advisor with David Lerner Associates, Inc. Michael has been in the securities industry since March 27, 2012. Michael holds Series 63, Series 7 and SIE licenses and is registered in Connecticut, Florida, Georgia, New Jersey, New York, North Carolina, Pennsylvania, South Carolina and Texas. Previously, Michael worked at BREAN CAPITAL, LLC, NOMURA SECURITIES INTERNATIONAL, INC. and HSBC SECURITIES (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/17/2018 - Present
David Lerner Associates, Inc. (WHITE PLAINS NY)
NY
02/27/2013 - 06/18/2013
BREAN CAPITAL, LLC (NEW YORK NY)
NY
08/17/2009 - 08/16/2012
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
04/19/2006 - 06/18/2009
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 11/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Tumolo is the right advisor for you? Invested Better is here to help.
