Unclaimed
Michael Scott Thorstad is a financial advisor with over 30 years of experience in the industry. Michael is registered with Robert W. Baird & Co. Inc. and has been with them since 2001. Michael is a licensed investment advisor and holds a number of industry certifications, including the Series 6, 7, 9, 10, 31, 63, and 65 exams. Michael provides a variety of financial services including financial planning, portfolio management, and educational seminars. Michael is also licensed in multiple states and specializes in working with a variety of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MI
08/29/2018 - Present
Robert W. Baird & Co. Inc. (Birmingham MI)
NJ
11/29/1988 - 03/08/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/29/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 01/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/16/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 11/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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