Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Swann is a financial advisor with Truist Advisory Services, Inc. Michael Swann has been in the industry since February 1996 and has been registered with FINRA since January 1996. Michael Swann has a wide range of experience and is licensed to provide financial advice in 27 states. Michael Swann specializes in financial planning, portfolio management, and wrap fee products. Prior to joining Truist Advisory Services, Inc. Michael Swann worked at FIFTH THIRD SECURITIES, INC., MORGAN KEEGAN & COMPANY, INC., AMSOUTH INVESTMENT SERVICES, INC., PRUDENTIAL SECURITIES INCORPORATED, and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
07/05/2017 - Present
Truist Advisory Services, Inc. (FRANKLIN TN)
TN
05/11/2009 - 11/08/2013
FIFTH THIRD SECURITIES, INC. (NASHVILLE TN)
TN
02/13/2007 - 05/14/2009
MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)
TN
04/04/2003 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (NASHVILLE TN)
NY
11/24/2000 - 04/09/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/25/1996 - 11/22/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
GA
01/26/1996 - 07/08/1996
SUNTRUST SECURITIES, INC. (ATLANTA GA)
IA
Issued 08/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 01/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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