Unclaimed
Michael Stockton is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc.. Michael has been in the industry since August 23, 2007 and is currently registered in Arkansas and Texas. Michael previously worked at WELLS FARGO CLEARING SERVICES, LLC and CAMBRIDGE INVESTMENT RESEARCH, INC.. Michael is a member of the Bomber Booster Foundation, Rotary Club of Mountain Home, and CIRA. Michael is registered in 39 states for securities, and is also registered as an investment advisor representative in 2 states. Michael is also a licensed securities agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AR
09/12/2024 - Present
Cambridge Investment Research Advisors, Inc. (Mountain Home AR)
AR
01/26/2009 - 10/05/2018
WELLS FARGO CLEARING SERVICES, LLC (MOUNTAIN HOME AR)
AR
08/24/2007 - 02/17/2009
CAMBRIDGE INVESTMENT RESEARCH, INC. (MOUNTAIN HOME AR)
BOTH
Issued 09/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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