Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Scott Spriggs

Bankers Life Advisory Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Scott Spriggs

Michael Scott Spriggs is a financial advisor with Bankers Life Advisory Services, Inc. with over 27 years of experience in the financial industry. Michael holds several licenses and registrations, including Series 6, 7, 24, 52, 53, 63, 65, 99 and SIE. Michael is registered to provide investment advice in Texas, and is also a registered representative with Bankers Life Securities, Inc. Michael is qualified to provide financial planning, educational seminars and investment management services to individuals.

Firm Information

Michael Spriggs is currently registered with Bankers Life Advisory Services, Inc.. Bankers Life Advisory Services, Inc. is a Chicago, IL-based investment advisor with approximately $1 billion - $10 billion in assets under management. The firm provides financial planning, educational seminars, and portfolio management for individuals and pension and profit-sharing plans. They also offer selection of other advisors and participate in wrap fee programs.
Bankers Life Advisory Services, Inc.

303 E. WACKER DRIVE

CHICAGO, IL 60601

$1.49B

Assets Under Management

Not reported

Total Clients

409

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Non-discretionary investment consulting services

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Spriggs’s Registration & Firm History

IL

08/29/2023 - Present

Bankers Life Advisory Services, Inc. (CHICAGO IL)

CA

08/27/2021 - 03/23/2023

SCF SECURITIES, INC. (SAN DIEGO CA)

NY

02/05/2020 - 03/23/2023

CADARET, GRANT & CO., INC. (SYRACUSE NY)

CA

02/05/2020 - 03/23/2023

CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)

CA

02/05/2020 - 03/23/2023

SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)

TX

08/11/2008 - 03/23/2023

NEXT FINANCIAL GROUP, INC. (HOUSTON TX)

TX

09/24/2002 - 07/02/2008

AMERICAN GENERAL SECURITIES INCORPORATED (HOUSTON TX)

GA

01/03/2001 - 09/25/2002

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

GA

04/06/2000 - 12/31/2000

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

GA

08/08/1995 - 10/06/1999

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

TX

01/12/1995 - 08/30/1995

VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)

NA

07/11/1994 - 01/12/1995

AMERICAN CAPITAL MARKETING, INC.

Not sure if Michael Scott Spriggs is right for you?

Licenses & Designations

IA

Issued 08/25/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/29/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/17/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/25/1997

Series 4 - Registered Options Principal Examination

BC

Issued 10/02/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/1996

Series 7 - General Securities Representative Examination

BC

Issued 07/08/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Scott Spriggs.
Not sure if Michael Scott Spriggs is right for you?