Unclaimed
Michael Scott Spriggs is a financial advisor with Bankers Life Advisory Services, Inc. with over 27 years of experience in the financial industry. Michael holds several licenses and registrations, including Series 6, 7, 24, 52, 53, 63, 65, 99 and SIE. Michael is registered to provide investment advice in Texas, and is also a registered representative with Bankers Life Securities, Inc. Michael is qualified to provide financial planning, educational seminars and investment management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Non-discretionary investment consulting services
1
2
IL
08/29/2023 - Present
Bankers Life Advisory Services, Inc. (CHICAGO IL)
CA
08/27/2021 - 03/23/2023
SCF SECURITIES, INC. (SAN DIEGO CA)
NY
02/05/2020 - 03/23/2023
CADARET, GRANT & CO., INC. (SYRACUSE NY)
CA
02/05/2020 - 03/23/2023
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
02/05/2020 - 03/23/2023
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
TX
08/11/2008 - 03/23/2023
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
09/24/2002 - 07/02/2008
AMERICAN GENERAL SECURITIES INCORPORATED (HOUSTON TX)
GA
01/03/2001 - 09/25/2002
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
GA
04/06/2000 - 12/31/2000
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
GA
08/08/1995 - 10/06/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
TX
01/12/1995 - 08/30/1995
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
NA
07/11/1994 - 01/12/1995
AMERICAN CAPITAL MARKETING, INC.
IA
Issued 08/25/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/25/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/02/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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