Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Smith is an investment advisor representative with Wells Fargo Clearing Services, LLC, registered in Colorado, Texas and Utah. Michael has over 16 years of experience in the financial services industry and has been registered with Wells Fargo Clearing Services, LLC since November 2016. Prior to that, Michael was registered with J.P. Morgan Securities LLC and Chase Investment Services Corp. Michael's areas of expertise include financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
09/17/2020 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
CO
10/01/2012 - 03/01/2016
J.P. MORGAN SECURITIES LLC (LITTLETON CO)
CO
06/13/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LITTLETON CO)
BOTH
Issued 12/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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