Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Smith is a financial advisor with over 25 years of experience in the financial services industry. Michael Scott Smith is currently registered with Ameriprise Financial Services, LLC, and has been with the firm since April 2024. Prior to that, Michael Scott Smith was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, and UBS PaineWebber Inc. Michael Scott Smith holds the Series 3, 7, 9, 10, 31, 63, and 65 licenses. Michael Scott Smith's specializations include asset allocation, financial planning, pension consulting, educational seminars, publication of periodicals, and selection of other advisors. Michael Scott Smith is a Certified Financial Planner and has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
04/19/2024 - Present
Ameriprise Financial Services, LLC (DENVER CO)
CO
09/02/2016 - 04/23/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWOOD VILLAGE CO)
TX
06/01/2009 - 09/09/2016
MORGAN STANLEY (EL PASO TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (EL PASO TX)
AZ
06/27/2002 - 04/02/2007
MORGAN STANLEY DW INC. (SURPRISE AZ)
NJ
11/11/1998 - 07/01/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 11/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/29/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2009
Series 3 - National Commodity Futures Examination
BC
Issued 08/22/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Smith is the right advisor for you? Invested Better is here to help.
