Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Rothberg is a registered representative with MML Investors Services, LLC. Michael has been in the securities industry since October 1992. Michael is currently registered in 21 states. Michael has Series 6, Series 63 and SIE licenses. Michael holds several specializations, including asset allocation, financial planning, pension consulting, educational seminars, and selection of other advisors. Michael's prior experience includes roles at MSI Financial Services, Inc., Metropolitan Life Insurance Company and Security First Financial, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
11/14/2024 - Present
MML Investors Services, LLC (BROCKTON MA)
MA
11/25/1998 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SOUTH EASTON MA)
MA
11/25/1998 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WESTBORO MA)
CA
10/30/1992 - 12/08/1998
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
BC
Issued 09/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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