Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Rosen is a financial professional with over 30 years of experience in the industry. Michael is currently registered with Marex Capital Markets Inc. and holds a variety of licenses and certifications, including Series 3, 4, 7, 24, 55, 63, and 66. Michael has previously worked with Cowen and Company, Cowen Prime Services LLC, Sanders Morris Harris Inc., Blackford Securities Corp., Lazard Freres & Co. LLC, Smith Barney, Harris Upham & Co., Incorporated, and Drexel Burnham Lambert Incorporated. Michael has a deep understanding of the financial markets and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2023 - Present
Marex Capital Markets Inc. (NEW YORK NY)
NY
08/16/2021 - 12/15/2023
COWEN AND COMPANY (NEW YORK NY)
NY
11/01/2010 - 02/10/2022
COWEN PRIME SERVICES LLC (NEW YORK NY)
NY
07/01/2000 - 10/25/2011
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
NY
03/11/1997 - 07/01/2000
BLACKFORD SECURITIES CORP. (GARDEN CITY NY)
NY
02/06/1995 - 03/07/1997
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
10/06/1989 - 07/31/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/23/1986 - 10/04/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BOTH
Issued 02/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2005
Series 4 - Registered Options Principal Examination
BC
Issued 07/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2018
Series 3 - National Commodity Futures Examination
BC
Issued 01/19/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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