Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rains is a financial advisor with Wells Fargo Clearing Services, LLC. Michael has been working in the financial services industry since 2007 and has a wide range of experience in helping individuals and businesses with their financial planning needs. Michael is registered with the state of Florida as an investment advisor representative and a broker-dealer representative. Michael holds Series 6, 7, 63, and 65 licenses as well as the SIE license. Michael has previously worked with BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Morgan Keegan & Company, Inc., SunTrust Investment Services, Inc., PNC Investments and Cetera Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/31/2023 - Present
Wells Fargo Clearing Services, LLC (JACKSONVILLE BEACH FL)
FL
08/16/2021 - 11/01/2023
PNC INVESTMENTS (PONTE VEDRA BEACH FL)
FL
09/25/2017 - 08/17/2021
BBVA SECURITIES INC. (FERNANDINA BEACH FL)
FL
10/23/2014 - 12/20/2016
CETERA INVESTMENT SERVICES LLC (JACKSONVILLE FL)
FL
05/16/2013 - 10/20/2014
BBVA SECURITIES INC. (JACKSONVILLE FL)
FL
06/08/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (JACKSONVILLE FL)
TN
11/16/2010 - 06/03/2011
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
GA
04/25/2007 - 07/01/2010
SUNTRUST INVESTMENT SERVICES, INC. (SAVANNAH GA)
IA
Issued 03/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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