Unclaimed
Michael Scott Orlando is a registered investment advisor with Capital Client Group, Inc.. Michael is a licensed investment advisor and registered in California. Michael has worked in the securities industry for almost two decades, having worked for various firms such as Prudential Investment Management Services LLC, Legg Mason Investor Services, LLC, and McLaughlin, Piven, Vogel Securities, Inc.. Michael has passed the Series 63, Series 7 and SIE exams. Michael is also a manager, partner and investor with CHEFSENT, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
09/09/2024 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NJ
09/22/2011 - 05/23/2024
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
10/11/2006 - 08/08/2011
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
09/28/2004 - 10/10/2006
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BC
Issued 10/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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